Tag Archives: SEC

Covid-19’s Latest Side Effect: A Stampede of Whistleblowers at the SEC

It seems every day we find new ways the pandemic has upended the way we live and work. Just ask anyone in HR, data security and compliance. It’s no secret that housebound and hybrid workers have been keeping them awake … Continue reading

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Whistleblowers Receive Whopper Payouts as SEC Proposes New Rules to Limit Future Awards

The U.S. Securities and Exchange Commission announced two large whistleblower payouts last week, bringing the total paid-out bounty for the program to more than $320 million since it was created as part of the 2011 Dodd-Frank Act. The $39 million … Continue reading

Posted in Business Continuity, Complaints Against Executives, Dodd-Frank, Fraud, Whistleblowers | Tagged , , , , , , , , , , | Comments Off on Whistleblowers Receive Whopper Payouts as SEC Proposes New Rules to Limit Future Awards